-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2ZGyhO+ZEy8yOLHu8iO+cUH/bxBMMSD3o+qCfEwAIkPgBBp+YaMsoGfHfcbuLwj FUF2iSX3+fbSekst1TN5sQ== 0000909518-05-000684.txt : 20050823 0000909518-05-000684.hdr.sgml : 20050823 20050823155141 ACCESSION NUMBER: 0000909518-05-000684 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050823 DATE AS OF CHANGE: 20050823 GROUP MEMBERS: SANDRA KAHN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAHN NATHAN CENTRAL INDEX KEY: 0001097717 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 2019442200 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES INC STREET 2: 1 PARKER PL. #10 CITY: FORT LEE STATE: NJ ZIP: 07024 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48853 FILM NUMBER: 051043730 BUSINESS ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-22 MAIL ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 SC 13D/A 1 mv8-23_13da1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 1) EMPIRE RESOURCES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE 29206E100 (Title of Class of Securities) (CUSIP Number) NATHAN KAHN SANDRA KAHN C/O EMPIRE RESOURCES, INC. ONE PARKER PLAZA FORT LEE, NJ 07024 (201) 944-2200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) AUGUST 15, 2005 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. (Page 1 of 5 Pages)
- ----------------------------------------- -------------------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 2 of 5 Pages - ----------------------------------------- -------------------------------------- - ------------------------- ------------------------------------------------------------------------------- NAME OF REPORTING PERSON: Nathan Kahn 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) (Intentionally omitted) - ------------------------- ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------- ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------- ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------- ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [ ] - ------------------------- ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------ ------------------------------------------------------ 8 SHARED VOTING POWER 5,052,523 ------------------ ------------------------------------------------------ 9 SOLE DISPOSITIVE POWER ------------------ ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 5,052,523 - ------------------------- ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,052,523* - ------------------------- ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------- ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 51.7% - ------------------------- ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------- ------------------------------------------------------------------------------- - ----------------------- * Includes 5,028,523 currently outstanding shares of Common Stock and 24,000 shares underlying currently exercisable options held by Nathan and Sandra Kahn. 2 - ----------------------------------------- -------------------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 3 of 5 Pages - ----------------------------------------- -------------------------------------- - ------------------------- ------------------------------------------------------------------------------- NAME OF REPORTING PERSON: Sandra Kahn 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Intentionally omitted) - ------------------------- ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------- ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------- ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - ------------------------- ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [ ] - ------------------------- ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ------------------ ------------------------------------------------------ 8 SHARED VOTING POWER 5,052,523 ------------------ ------------------------------------------------------ 9 SOLE DISPOSITIVE POWER ------------------ ------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 5,052,523 - ------------------------- ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,052,523* - ------------------------- ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------- ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 51.7% - ------------------------- ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ------------------------- -------------------------------------------------------------------------------
- ----------------------- * Includes 5,028,523 currently outstanding shares of Common Stock and 24,000 shares underlying currently exercisable options held by Nathan and Sandra Kahn. 3 - ------------------------- ------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 4 of 5 Pages - ------------------------- ------------------------- This Amendment No. 1 amends the Schedule 13D filed on October 27, 1999, and is filed by Nathan Kahn and Sandra Kahn (the "Reporting Persons") with respect to the common stock par value $.01 per share (the "Common Stock") of Empire Resources, Inc. (the "Issuer"). ITEM 1. IDENTITY AND BACKGROUND Item 2 is hereby amended and supplemented as follows: This Statement is being filed by Nathan Kahn and Sandra Kahn (the "Reporting Persons"). The Reporting Persons are husband and wife. Nathan Kahn is the President and Chief Executive Officer of the Issuer and Sandra Kahn is the Vice President, Chief Financial Officer, Treasurer and Secretary of the Issuer. The address of the Reporting Persons is c/o Empire Resources, Inc., One Parker Plaza, Fort Lee, NJ 07024. The Reporting Persons are citizens of the United States of America. ITEM 4. PURPOSE OF TRANSACTION Item 4 is hereby supplemented as follows: On August 15, 2005 and August 16, 2005, the Reporting Persons sold 148,400 shares of Common Stock on the American Stock Exchange through a brokerage account for prices ranging from $12.10 to $12.76, and on August 17, 2005 donated 25,000 shares of Common Stock as a gift to a charitable organization. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER a) The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 1 are incorporated herein by reference. b) The responses of the Reporting Persons to Rows (7) through (10) of the cover pages of this Amendment No. 1 are incorporated herein by reference. c) Not applicable. d) Not applicable. e) Not applicable. 4 - ------------------------- ------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 5 of 5 Pages - ------------------------- ------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and beliefs certify that the information set forth in this Statement is true, complete and correct. August 23, 2005 /s/ Nathan Kahn ------------------------------------- Nathan Kahn Individually and as Attorney-in-fact 5 -----END PRIVACY-ENHANCED MESSAGE-----